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Pennsylvania Certificate of Authority Get authority

Pennsylvania Certificate of Authority  ·  Guide

Getting a Pennsylvania certificate of authority, by kind of entity

A foreign entity gets Pennsylvania's version of a certificate of authority through DSCB:15-412, which carries the title Foreign Registration Statement, for $250. This guide takes each kind of entity through the same sequence: whether the filing applies, how the name must read, where the Pennsylvania office comes from, what the statement asks, and what the entity owes afterward.

Get authority to operate

The vocabulary

Pennsylvania uses the term foreign filing association for a corporation, partnership, LLC, professional association or business trust formed outside the state, and gives foreign LLPs their own mention. All of them register on the same form. Registration permits business in the state and access to its courts. "Certificate of authority" is the label other states put on that permission.

Step one: confirm the filing applies

Registration comes before doing business. Anything the Department lists as an exempt activity does not trigger it, and 12 kinds of activity are listed. Read the page on whether you need one for the list and the Department's remarks on what ordinary local business looks like.

Step two: name rules by entity type

EntityWhat the name needsWhat it may not do
LLCthe term company, limited or limited liability company, an abbreviation of one of those terms, or words of like import used in the home stateRead like a business corporation
Business corporationthe word corporation, company, incorporated or limited, an abbreviation, the word association, fund or syndicate, or words of like import used in the home stateInclude the words limited liability company
Nonprofit corporationA designator is allowed but not requiredMatch a name already on file
Limited liability partnershipthe term company, limited or limited liability partnership, an abbreviation, or words of like importMatch a name already on file
Any entityA name distinguishable from others on the Department recordsUse a restricted word without the agency consent it needs

If the real name will not do, item 2A holds a substitute, and Pennsylvania filings after that must carry the substitute.

Step three: pick the Pennsylvania office

Item 5 of the statement calls for an actual street address or rural route box number in Pennsylvania, never a post office box alone. An entity with no physical location or mailing address here may put a commercial registered office provider, with its county, in item 5(b), once a contract with that provider is signed. A registered agent is not part of the Pennsylvania scheme, and a provider is not one.

Step four: complete the statement

There are 8 numbered items. Item 1 picks the type of association, one box only. Item 2 is the home name, with 2A for an alternate. Item 3 is the jurisdiction of formation and item 4 the principal office, with 4A for any office the home state requires. Item 5 is the Pennsylvania office. Item 6 asks about series. Item 7 sets when the registration takes effect. Item 8 applies only to LLCs and concerns professional services. The statement page takes each in turn.

Step five: complete the docketing statement

Attach DSCB:15-134A. It records who the entity is, the contact for first tax reports, the nature of the business, its federal employer number and when its fiscal year ends. The IRS issues a federal number online at once for an entity that lacks one.

Step six: give newspaper notice if the entity is a corporation

A business corporation or a nonprofit corporation announces its intention to register, or the registration itself, in two newspapers of general circulation, one of them a legal journal if possible. The proofs go into the corporate minutes and are not sent to the Department. LLCs, partnerships and LLPs have no such step.

Step seven: sign, pay and file

An authorized representative signs, and the signature carries an affirmation of truth backed by the state's unsworn falsification law. Pay $250 with a check or money order payable to the Pennsylvania Department of State. The filing can go online at corporations.pa.gov or by mail to P.O. Box 8722, Harrisburg, PA 17105-8722. Faster handling tiers cost extra and cannot be requested by mail. Whatever addresses you give become public record.

Step eight: what the Department does

It files the registration as of the effective date. That is the filing date unless you asked for a later date and hour; backdating is refused. A copy returns by mail or through an emailed download link. A certificate of registration, if someone asks for one, costs $40.

After filing: yearly duties by entity

EntityAnnual report dueCostExtra yearly filing
LLCSeptember 30$7Restricted professional LLCs: certificate of annual registration
Business corporationJune 30$7None
Nonprofit corporationJune 30$0None
Limited partnershipDecember 31$7None
Limited liability partnershipDecember 31$7Certificate of annual registration by April 15

Reports are filed online and approved on submission. The yearly duties page has the steps.

Keeping authority

Authority lasts while the registration does. The Department may terminate a foreign registration if the entity fails to amend when it should, is dissolved at home, or lets its annual report run six months late, and the termination date has to be at least 60 days after the notice is delivered. A terminated entity cannot be reinstated retroactively; it registers afresh, and its name may be taken meanwhile.

Changing the registration

A change is made by an amended registration for $250. An LLC with series registers once as a single entity; a series that trades under a separate name is covered by a fictitious name registration.

Ending authority

The statement of withdrawal ends it. The package includes clearance certificates from the tax departments, and a corporation gives notice of its intention first. Details are on the withdrawal page.

Walk-through: an LLC

An Illinois LLC with three members opens a warehouse in Allentown. Item 1: limited liability company. Item 2: the name as Illinois records it. Item 3: Illinois. Item 4: the address where the business is managed. Item 4A: any office Illinois requires the LLC to keep. Item 5: the Allentown address and county. Item 6: no series. Item 7: on filing. Item 8: not a restricted professional company. The docketing statement names the tax contact and describes the business. The fee is $250, and the first annual report is due by September 30.

Walk-through: a business corporation

A Georgia corporation with a sales office in Philadelphia picks the corporation box in item 1 and gives its name with a corporate designator. It names the Philadelphia office, pays $250, runs the two newspaper notices and files the proofs in its minute book. Its annual report is due by June 30; six months of delay beyond that opens the door to termination.

Walk-through: a nonprofit

A Maryland nonprofit that will run a clinic in Scranton registers on the same statement for $250. Its name may or may not carry a designator. It publishes the corporate notice, files its annual report by June 30 and pays $0 for that report.

Walk-through: a partnership or a professional company

A limited liability partnership of accountants in Delaware registers for $250, lists its name with the right designator, and expects to file a certificate of annual registration on April 15, priced per general partner who lives in Pennsylvania. A restricted professional LLC of dentists ticks the second box in item 8, chooses dentistry from the list and owes $700 for each licensed member living in Pennsylvania.

Mistakes that cost a second fee, by stage

StageMistakeResult
NameNo designator for the entity typeFiling returned
NameName too close to one on fileAlternate name needed
OfficePost office box onlyDocument refused
StatementBackdated effective dateFiling returned
AttachmentsMissing docketing statementFiling returned
PaymentCheck not pre-printed or over six months oldPayment refused
SignatureUnsigned or signed without authorityFiling returned

A rejected filing forfeits its fee, so each of these costs the filing fee a second time.

From decision to first report: a timeline

WhenWhat happensWho acts
Before work in Pennsylvania startsDecide whether the filing applies and choose the registered officeThe owners
After you orderDraft the statement and the docketing statementUs, from your answers
NextReview, sign and payAn authorized representative
Filing dayThe Department files the registration on its effective dateThe Department
Soon afterThe filed copy returns by mail or email linkThe Department
By the report date for the entityFile the annual report onlineThe entity

The effective date you chose controls when authority begins.

Documents to gather, by entity type

Every entity needs its home-state name exactly, the state of formation, the place the business is managed from, its Pennsylvania office or provider, a signer and a federal employer number for the docketing statement. An LLC adds the answer on professional services. A corporation or nonprofit adds the newspaper notice. An LLP adds a count of its general partners for the later certificate of annual registration.

What the instructions say about sending it in

The form and its documents are mailed to the Bureau's Harrisburg box, checks are made out to the Department of State, and the filing fee is nonrefundable.

Registrations that combine several entities

A group with a parent and two subsidiaries registers each entity on its own statement, because the Department files one registration per entity. Each pays $250, each needs its own docketing statement and name check, and each has its own annual report.

Reasons to register early

An entity registered before its first Pennsylvania sale, lease or hire can sue as plaintiff from day one, answers a lender or landlord who asks for proof of authority, and sets the annual report calendar from the start. The cost is the same $250 whenever the filing is made.

What the statement does not ask for

It does not ask for a list of members, managers or owners, for the operating agreement, for the home-state formation certificate, or for a financial statement. It asks who the entity is, its state of formation, its management base, where it can be reached in Pennsylvania, and whether it has series or professional services.

Choosing the effective date for an entity

The registration starts on filing unless you pick a later date. A later date fits an entity with a scheduled start; the date cannot be in the past, and a date alone means 12:01 a.m.

Costs summary

Government costs for a typical entity are the registration fee of $250, the annual report of $7 and any faster tier. A corporation also pays two newspapers for its notice. A partnership or professional company adds its per-person certificate of annual registration. Our charge is $199.

Where we fit

We do the drafting. You answer questions about the entity; we prepare the statement and the docketing statement and file them for $199. A restricted professional company, a partnership or a corporation gets a short extra set of questions.

Getting a Pennsylvania certificate of authority

  1. Confirm the filing applies

    Compare your Pennsylvania activity with the exempt activities.

  2. Fix the name

    Use the designator for your entity type or an alternate name in item 2A.

  3. Choose the office

    Your own Pennsylvania address, or a contracted provider and its county.

  4. Draft the forms

    DSCB:15-412 plus DSCB:15-134A.

  5. Publish notice if a corporation

    Two newspapers, one a legal journal where possible.

  6. Sign, pay and file

    Send it with the $250 fee.

  7. Diary the yearly report

    The date depends on the entity type.

Registered agent: first year included, then $149 a year

$199 plus the state fee, including your first year of registered agent service; after that the agent service renews at $149 a year.

Guide questions

Is the process different for an LLC and a corporation?

The form and the fee are the same. A corporation adds newspaper notice and a different report date.

Do nonprofits use the same statement?

Yes, with the nonprofit box ticked in item 1.

Can the entity pick the effective date?

Yes, as long as it is not earlier than the filing.

Where does the filed copy go?

To the return address in the top block, or to an email link if one is given.

Fees at a glance

Get Pennsylvania authority

+ $250 state fee

  • Your Foreign Registration Statement, drafted from a short questionnaire
  • The docketing statement filed alongside it
  • A Pennsylvania registered office entry, ours or one you hold
  • The filed copy sent back to you
  • Renewal: after the first year, the agent service renews at $149 a year

$199

Pennsylvania

Get authority to operate

The $250 goes to the Department of State and appears on its own line. $199 plus the state fee, including your first year of registered agent service; after that the agent service renews at $149 a year.

Need to operate in Pennsylvania?

Tell us the entity type and we prepare the filing.